CompliancePro - Relentless in its vigil


Risk Management with CompliancePro

  • Delivers a comprehensive bank wide system for assessing and monitoring the compliance risk of products and services offered
  • Identifies inherent risk by product type and line of business
  • Evaluates the mitigating controls to calculate residual risk
  • Updates risk values as related compliance monitoring activities are completed
  • Records and retains a history of each risk assessment and supporting documentation
  • Tracks actions to control compliance risk
  • Determines the relative degree of risk associated with issues or compliance concerns and tracks trends on a “dashboard”

CompliancePro® is the only browser-based, automated compliance risk management system for financial institutions.

A vigilant compliance partner, CompliancePro® incorporates regulatory exam procedures with a robust enterprise risk management module that enables financial institutions to assess compliance risk and to manage and monitor compliance performance efficiently and effectively on a bank wide basis.

CompliancePro® Exact  With CompliancePro® Exact, smaller community financial institutions are required to establish a Compliance Program that includes compliance monitoring and appropriate reporting but may not require the full CompliancePro system.
CompliancePro®  
With CompliancePro®, financial institutions are required to establish a firmwide Compliance Program that includes compliance monitoring and appropriate reporting. CompliancePro libraries from which to choose are: Bank Compliance, Thrift Compliance, Trust, Internal Audit/Internal Controls and Information Technology.
CompliancePro®
Elite
With CompliancePro® Elite, regulatory agencies require institutions to establish a firmwide Compliance Risk Management Program commensurate with the size, complexity and risk level of the institution that adequately identifies, measures, monitors and controls the institution's compliance risk associated with current and planned activities. CompliancePro libraries from which to choose are: Bank Compliance, Thrift Compliance, Trust, Internal Audit/Internal Controls and Information Technology.

What is CompliancePro?


CompliancePro is the fully automated browser-based software system that enables you to assess the inherent risk in your products/services and the mitigating controls to lower that risk to the lowest possible level and then to link this residual risk to monitoring procedures-are designed to manage and monitor compliance performance efficiently and effectively throughout your institution. CompliancePro is the compliance assistance that positions you to optimize your performance, while minimizing your expenditures of both time and money.

How does it work?


CompliancePro uses the latest technology and an extensive database of compliance, risk assessment, monitoring procedures and reviews that mirror regulatory examination procedures. It is browser-based, and authorized staff may access CompliancePro from different workstations and different branches.

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For more information, or to schedule a web-based demonstration of this user-friendly and affordable compliance management solution, contact Jim Wilkson at (813) 774-8000 or JWilkson@BankSmartUSA.com today!

About Our SmartKitsSM

Each of our innovative SmartKitsSM includes clearly defined project plans, timelines, team member and vendor responsibilities, as well as functional activities required to complete your project.

The "best practices" content of each SmartKitSM are flexible and customizable enabling you to add or delete action items to best suit the needs of your insitituion.

To read about each SmartKitSM in detail click the following links: